Bob Desnoyers Elevator &  Escalator Inspections, Inc.

CODE UPDATE

 Update Warning

Update #20 Top of Car Clearances - Hydraulic Elevators (3.4.4)

(Update #19 Top of Car Clearances - Counterweighted Elevators (2.4.6)...will be found here.)

The code sections for determining hydraulic elevator top of car clearances may seem a bit confusing as well as irrational at first glance - and they may in fact be - but this is what we have to work with.

I don't intend to question the expertise of the A17.1 code committee responsible for hydraulic elevator top of car clearance requirements but I think several changes could be made in the procedure for determining compliance and increasing safety for an individual positioned on the car top.

We will be using A17.1-2004 as our reference code. (The 2000 edition and the 2005 supplement to the 2004 edition have the same requirements.)

Let's examine the code requirements:

3.4.4 Top Car Clearance

The top car clearance shall be not less than the sum of the following two items (see Nonmandatory Appendix G):

(a) the top car runby

(b) the height of the refuge space on top of the car (see 3.4.7) or the clearance required for equipment projecting above the car top or crosshead (see 3.4.5), whichever is greater

3.4.5 Equipment Projecting Above the Car Top

When the car reaches its maximum upward movement

(a) all equipment attached to and projecting above the car top, other than equipment mentioned in 3.4.5(b) shall be at least 150 mm (6 in.) from striking any part of the overhead structure or any equipment located in the hoistway

(b) guide-shoe assemblies or gate posts for vertically sliding gates shall not strike any part of the overhead structure

(c) the car crosshead shall have a minimum of 300 mm (12 in.) vertical clearance to the horizontal plane described by the lowest point of the overhead structure (see 1.3 [this is the definition section])

3.4.7 Refuge Space on Top of Car Enclosure

An unobstructed horizontal area of not less than 0.51 m² (5.49 ft²) shall be provided on top of the car enclosure for refuge space. It shall measure not less than 600 mm (24 in.) on any side. The area shall be permitted to include the space utilized for top emergency exit [see 2.14.1.5.1(f)]. The minimum vertical distance in the refuge area between the top of the car enclosure and the horizontal plane described by the lowest point of the overhead structure or other obstruction shall be not less than 1 100 mm (43 in.) when the car has reached its maximum upward movement.

 

Guide-Shoe Assembly Heads Up ...

3.4.5(b) reads, "guide shoe assemblies or gate posts for vertically sliding gates shall not strike any part of the overhead structure"

I interpret "guide-shoe assemblies or gate posts for vertically sliding gates" as

Since the code does not provide a definition for guide-shoe assemblies, I will use the National Elevator Industry Educational Program's "Elevator Terms An Illustrated Glossary" for definitions to bolster my point.

Guide Shoes: devices used mainly to guide the car and counterweight along the path of the guide rails

Guide Rollers: guide shoes which use rollers that rotate on the guide rails rather than slide on the rails

If it were up to me I would rewrite the passage to read:

"car guide-shoe assemblies or gate posts for vertically sliding gates"

Now I realize that some other inspectors do not agree with me on this guide-shoe issue...so check with the authority having jurisdiction in your area for their interpretation.

 Roller Guide and Gate Post Clearance

This is how I interpret 3.4.5(b).

 

 Hydraulic Top Car Clearance - Image G1

Figure G1 - Nonmandatory Appendix G (Fig. 1 of 2)

 

 Hydraulic Top Car Clearance - Image G2

Figure G2 - Nonmandatory Appendix G (Fig. 2 of 2)

Let me include these two definitions as well:

clearance, top car, hydraulic elevators:

the shortest vertical distance within the hoistway between the horizontal plane described by the top of the car enclosure and the horizontal plane described by the lowest part of the overhead structure or other obstruction when the car floor is level with the top terminal landing. (A17.1-2004 definition)

overhead structure:

all of the structural members, walls, platforms, etc., supporting the elevator machinery, sheaves, and equipment at the top of the hoistway. (A17.1-2004 definition)

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I believe the following two figures (A1 & A2) are correct and follow the top of car clearance requirements found in 3.4.4.

 Hydraulic Top Car Clearance - Image A1

Figure A1

 

 Hydraulic Top Car Clearance - Image A2

Figure A2

 

 Danger Exploding Head Area

 

What about the following arrangements?

 Hydraulic Top Car Clearance - Image Q1

Figure Q1

The concerns I have with this arrangement are:

1 - Is the red beam in the hoistway enclosure an obstruction or part of the overhead structure? The beam does not seem to fall under "structural members, walls, platforms, etc., supporting the elevator machinery, sheaves, and equipment at the top of the hoistway." The beam is supporting something above the concrete floor. The top of the hoistway enclosure for most hydraulic elevators provides no support for hydraulic elevator machinery or equipment.

2 - Should I measure the minimum crosshead clearance of 12 inches from the top of the crosshead to the plane described by the underside of the red beam if it is not considered part of the overhead structure? Both of the figures above from A17.1 Nonmandatory Appendix G show the 12 inches being measured from the plane described below an "overhead obstruction" not an overhead structure, however, 3.4.5(c) distinctly states, "described by the lowest point of the overhead structure." The code also directs us to the definition section (...(see 1.3)) as if to say, "Make sure you know what overhead structure means and what it includes."

According to some authorities having jurisdiction...the arrangement described by Figure Q1 is not permissible. I think it is if you follow the definitions provided for us in 1.3.

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 Hydraulic Top Car Clearance - Image G2  Hydraulic Top Car Clearance - Image G2 Modified

Figure MOD1 - Figure G2 Modified

I have transferred the red beam into Figure G2 from the Nonmandatory Appendix G. This beam does not infringe on the crosshead clearance of 12 inches and as far as I can tell it is code compliant. It is definitely a crushing/shearing hazard at the car top projection. I would be reluctant to accept this arrangement but I can not point to anything in the code, as it is presently written, to prohibit it.

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 Hydraulic Top Car Clearance - Image Q2

Figure Q2

The concerns I have with this arrangement are:

I have turned the red beam 90 degrees and centered it in the hoistway. Even though I do not think this beam is part of the overhead structure, I do see the importance of measuring my 12 inches from the top of the crosshead to the underside of the beam. I can see the potential crushing hazard at the crosshead and this 12 inches of clearance is a way to minimize this hazard. I do not see the potential crushing hazard in Figure Q1.

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 Hydraulic Top Car Clearance - Image Q3

Figure Q3

The concerns I have with this arrangement are:

As far as the crosshead clearance is concerned - the same concerns and comments offered for Figure Q2 apply.

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 Hydraulic Top Car Clearance - Image Q4

Figure Q4

The concerns I have with this arrangement are:

Some holeless, dual jack elevators equipped with single stage plunger assemblies are designed to extend far enough to permit the car to travel between extended floors (for instance a two-stop elevator in a department store with high ceilings). With this arrangement the car-frame uprights (stiles) are extended and the crosshead is positioned above the car top high enough to practically walk under! Also, plenty of refuge space will be provided over the entire car top area but there may still be a crushing/shearing hazard existing at the crosshead. Figures Q4 and Q5 examine this arrangement.

In Figure Q4 the red beam looks close enough to the crosshead to be a crushing hazard. If the hydraulic elevator section contained the 24 inch requirement that is found in the electric elevator section (See 2.4.10.2 in A17.1-2004) we could easily make a decision about this beam - if it was more than 24 inches horizontally from the crosshead, as in Figure Q5, it would be permissible, assuming all other clearance requirements were complied with as well.

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 Hydraulic Top Car Clearance - Image Q5

Figure Q5

The concerns I have with this arrangement are:

The beam is more than 24 inches from the crosshead and I do not see any problems with this arrangement, however, I do not believe it is in compliance with 3.4.5(c) as the rule is being interpreted by most authorities having jurisdiction, however, I'd be inclined to allow this arrangement.

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As you can see I do not consider the top car clearance requirements for a hydraulic elevator to be as straight forward and strictly defined as the requirements for an electric elevator.

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